DEPARTMENT OF POLITICAL SCIENCE PREDICTING THE FUTURE: THE SWEDISH ARMED FORCES ANALYSIS OF RUSSIA Gabriel Forsberg Master’s Thesis: 30 credits Programme: Master’s Programme in Political Science Date: 2025-05-26 Supervisor: Jonas Hinnfors Words: 15 259 Abstract This thesis examines why the Swedish Armed Forces (SAF) failed to foresee Russia’s military actions, culminating in the full-scale invasion of Ukraine in 2022. This study shows that a combination of theories concerning cognitive bias and organisational problems can explain the continued failure. The cognitive bias theory, being the rational theory, helps explain how the SAF analysed Russia, assuming Russia would act rationally and avoid military actions because of high costs, such as economic consequences and damaged relations with the West. This belief persisted despite Russia’s actions in Georgia and Crimea, indicating a failure to recognise Russia’s willingness to accept significant costs for strategic goals. The theory concerning organisational problems, being the organisational theory, explains why this belief continued over time. There was a groupthink mentality in the SAF, leading analysts to not challenge the previous analysis. Because of this, reports often repeated earlier conclusions and alternative perspectives were not presented to political decision-makers. This groupthink, centred around the rational theory, made it difficult to question the thought that Russia would act rationally, even when evidence contradicted it. The thesis thereby concludes that the SAF’s failure to understand Russia was caused by both cognitive and organisational issues. The rational theory explains how the SAF viewed Russia and the organisational theory explains why this belief continued over time. Together, these two theories explain the repeated underestimation of Russia, acknowledging the importance of viewing both cognitive and organisational aspects to improve future intelligence work. Key words: Foresight analysis, The Swedish Armed Forces, Intelligence service, Russia, Threat. 2 Table of Content 1. Introduction 4 1.1 Research Problem 7 1.2 Relevance 7 1.3 Aim and Research Question 8 1.4 Disposition 8 2. Literature Review and Theoretical Framework 9 2.1 Cognitive Bias Theories 11 2.1.1 The Rational Theory 11 2.1.2 Strategic Culture 12 2.1.3 Using Own Values 13 2.2 The Organisational Theory 14 2.3 Reflections 15 3. Methodological Framework 16 3.1 Document Analysis 17 3.2 Selection of Cases 19 3.3 Operationalisation 20 3.3.1 The Rational Theory 21 3.3.2 Strategic Culture 21 3.3.3 Using Own Values 23 3.3.4 The Organisational Theory 23 3.4 Validity and Reliability 26 4. Result 27 4.1 Cognitive Bias Theories 28 4.1.1 The Rational Theory 28 4.1.2 Strategic Culture 30 4.1.3 Using Own Values 32 4.2 The Organisational Theory 33 5. Analysis 36 5.1 Cognitive Bias Theories 36 5.1.1 The Rational Theory 36 5.1.2 Strategic Culture 37 5.1.3 Using Own Values 38 5.2 The Organisational Theory 39 5.3 Discussion 40 6. Conclusions 41 Bibliography 44 3 1. Introduction Leading up to the invasion of Ukraine by Russia in 2022, the Swedish Armed Forces (SAF), with the intelligence services in it, have continuously misjudged Russia's intentions and actions. The intelligence service is part of the SAF and is the same organisation that aims to view developments before they occur (Agrell, 1998). The SAF's responsibility is to warn the politicians before a military attack. Thereby, the politicians should receive timely information that they can use to make essential decisions on handling threats (Dagens Nyheter, 2022., b). A major misjudgment of Russia's intentions and actions was demonstrated when the SAF told the Swedish politicians that a Russian invasion of Ukraine was unlikely (Dagens Nyheter, 2022., b). Instead, other countries' intelligence services, like the US, the UK and the Baltic countries, were sure that an invasion would happen and informed their country's politicians (Gustafson et al., 2024: 400-401). Moreover, the US warned Sweden about Russia's intentions, and NATO also issued warnings regarding the potential invasion (Dagens Nyheter, 2022, b). Despite these warnings, the SAF failed to foresee that Russia would invade Ukraine. The invasion of Ukraine by Russia represents the largest misjudgment by the SAF. Still, it is not an isolated incident, as the SAF has continuously underestimated Russia's intentions and actions. The repeated failures of the SAF were evident when they underestimated Russia's military actions in Georgia in 2008 and the annexation of Crimea in 2014. However, as stated, the most significant misjudgment occurred when the SAF, having received warnings from the US and its allies about Russia's plans prior to the invasion of Ukraine in 2022, still concluded that a Russian invasion was unlikely. The SAF were confident in their understanding of Russia and communicated to the US and other nations their belief that an invasion would not happen; however, after realising that they had made a misjudgement of Russia's intentions and actions (Dagens Nyheter, 2022., b). Because of this, the politicians are currently suggesting reorganising the SAF and the intelligence service (Dagens Nyheter, 2025). Also, the security situation for Sweden and Europe is considered worse than during the Cold War (MUST, 2022: 22). Viewing the past, during the Second World War, Sweden had a position of neutrality. The Cold War with the Soviet Union caused the Swedish military to expand significantly, resulting 4 in the largest military organisation in the country’s history (Aselius, 2005: 29). Sweden perceived the Soviet Union as a threat to its security, leading to an emphasis on defence planning against a potential invasion (Aselius, 2005: 39). In 1993, however, the SAF shifted their perspective, believing that Russia was no longer a threat (Dagens Nyheter, 2022., b). Therefore, the SAF was disarmed and redirected its focus toward international operations, such as peacekeeping missions in Afghanistan. In 2008, the Georgia and Russia conflict occurred (International Institute for Strategic Studies (IISS), 2010: 103). Still, the SAF focused more on international operations, and it was not until the Russian annexation of Crimea in 2014 that the SAF began to refocus on national defence again. Nevertheless, they still did not consider Russia a significant threat at that time (IISS, 2010: 117). In 2022, Russia invaded Ukraine, causing the SAF to shift its focus entirely to national defence. Sweden has been part of NATO since 2024 and now needs to invest heavily in their defence, which will take a long time because of many years of reducing it. This situation raises questions about why the threat posed by Russia was not acknowledged earlier. Historically, Russia has been a security concern for Sweden, particularly during the Cold War. It is questionable that the SAF did not view Russia as a threat despite Russia's aggressive actions during the Georgia conflict in 2008 and the annexation of Crimea in 2014. The SAF should have concluded, like other countries, that Russia would be able to invade Ukraine and constitute a significant threat to Europe. Why have the SAF continuously misjudged Russia's intentions and actions when other countries have succeeded? The academic discussion of why intelligence services fail to analyse the actions of other countries has led to different theories and explanations. What theories can explain the SAF's failures? Can one theory explain these failures, or is there a need for several theories to explain this? The theories used to understand past failures in foresight and intelligence from countries like the US and the UK have been applied to understand the reasons behind the failure by the SAF. Given that there have been studies on the intelligence services of both the UK and the US, they serve as valuable examples for this study. While previous literature has relied on one theory to explain these failures, this study argues that it is essential to consider two different theories together to understand the continued underestimation of Russia by the SAF. Each of these two theories offers an important reason for the misjudgment of Russia. In total, this study explores four theories: 5 two that specifically views the continued misjudgment of Russia, and two additional theories that, while not directly explaining this continued misjudgment, will support the leading two theories. The four theories used in this study are what is referred to as the rational theory, strategic culture, using own values and the organisational theory. These four are the most prominent theories within this academic discipline. Three theories argue that failings occur because of cognitive bias, and one is instead centred on organisational problems. The three theories revolving cognitive bias are the rational theory, the strategic culture and using own values. The rational theory states that a failure can be caused by the actor thinking of another country as a rational actor who makes calculated decisions (Agrell, 2015). Strategic culture argues that countries have specific cultures because of their experiences, and that affects the country's analysis and actions (Longhurst, 2016). Using own values when analysing argues that if an analyst applies their values, there can be a failure because they do not understand the other country's values (Fowler, 2024). The organisational theory instead emphasises that organisations fail to analyse another country's actions because of, for example, group thinking (Marrin, 2004; Davies & P. H. J, 2004). This thesis argues that one theory is insufficient to understand the continued failed analysis. One theory alone cannot explain the failed analysis because it is viewed as narrow in its explanation. This is because the SAF views Russia as a rational actor, but to understand how the SAF makes its analysis, the organisational theory is needed. The theories of using own values and strategic culture show that the SAF adjusted their view of Russia in 2010 based on its actions, supporting the findings of the two leading theories. This is because it shows that groupthink, centred on the rational theory, was the reason for the continued failure. The rational theory can thereby explain what the SAF have misunderstood in their assessments of Russia. In contrast, the organisational theory helps explain why this misunderstanding has continued over time, and the rational theory is thereby not sufficient on its own. The organisational theory needs to be considered to understand why this thought of Russia as rational remained within the organisation and how it shaped the information coming to political decision-makers. This is because a groupthink mentality exists within the SAF. 6 This group thinking has made it difficult for analysts to challenge this established view, which has led to continued support for the perception that Russia acts as a rational actor. This made the understanding of Russia as a rational actor unchallenged within the organisation. However, the theory does not fully explain why this groupthink was grounded in the belief that Russia acts as a rational actor. The SAF's continued belief that Russia prioritised economic stability reflects an analytical process that goes beyond what organisational theory alone can explain. 1.1 Research Problem The research problem concerns why the SAF failed to foresee Russia's actions when other countries were successful in doing so. Why have the SAF continuously misjudged Russia's intentions and actions? The research problem thereby concerns the debate in the academic field about what theories can explain these types of failures. The idea is to use the theories to increase knowledge regarding the subject and why the SAF failed, not to create a new theory. However, this study shows not only how we can explain this particular case but also how the combination of theories is essential and can be used to analyse other similar cases. Contributing to increased knowledge about gaps in understanding intelligence failures and how threats are underestimated. These areas are essential to covering and contributing to increased knowledge regarding the academic fields of intelligence and foresight failures, as well as security studies. This study will also contribute to the research on intelligence failure by examining what has caused a smaller state like Sweden to fail in an analysis. Understanding failures in smaller states like Sweden is essential to enhance the theoretical understanding and to view a smaller state's ability to analyse threats. By viewing the SAF through an extended period, this study examines how the SAF evolved and reacted to security developments, thus contributing to research on how intelligence services adapt. 1.2 Relevance It is relevant to study this topic as the SAF affects politicians' decisions regarding international security. The SAF's task is to protect the country in the case of a changed security situation. Therefore, the SAF must be organised appropriately to solve this task. It is 7 relevant to view their ability to analyse other countries and thereby make an organisation appropriate for the future security situation based on the analysis of other countries. Learning why the SAF failed can be used to enhance Sweden's and other countries' analysis of Russia. Therefore, this study decreases the gap between the intelligence community and academic research. Increasing and contributing valuable knowledge concerning intelligence failures, thereby increasing the possibility of reliable intelligence analysis and policymakers' knowledge on how to avoid failures. 1.3 Aim and Research Question This study examines why the SAF continuously failed to anticipate Russia's actions when other countries were successful. It argues that the failed analysis is explained through the rational and organisational theory, thereby demonstrating the failures through cognitive and structural problems. This will contribute to the increased understanding of intelligence failures, bringing knowledge on smaller states like Sweden, not only significant powers such as the US and the UK. This study also aims to reduce the gap between academic research and intelligence work. Aiming to increase the understanding of intelligence failure, which will enhance knowledge in academic research and within the intelligence service. The research question: Why did the Swedish Armed Forces continuously fail to foresee how Russia would act? 1.4 Disposition The first chapter started with an introduction that presented the research problem and a short introduction to the thesis. This is followed by the second chapter, the literature review and theoretical framework, which brings up the existing literature regarding the topic and the theories that aim to understand the research problem. The third chapter is the method chapter, which describes the method used when conducting the research. The fourth chapter presents the result, the fifth chapter presents the analysis, and the concluding summary of the thesis is presented in the sixth chapter. 8 2. Literature Review and Theoretical Framework In security studies, there is a subfield that concerns intelligence studies and strategic surprise. It is interested in intelligence failures, military surprise attacks and how related organisations are working with them (Marrin, 2004: 658). In the context of foresight, there are different positions regarding how to view the possibility of doing an accurate analysis. Researchers have distinguished different worldviews regarding viewing reality (Piirainen & Gonzalez, 2015). As there are different realities, there is a concern regarding the objective observation of the world and individuals' emotions (Piirainen & Gonzalez, 2015). There is also a debate regarding the possibility of making predictions, where some researchers believe it is impossible to foresee the future, as the future has to become real first to view if it is correct. However, researchers argue that it is possible to make predictions with some degree of certainty if theories and data are used (Piirainen & Gonzalez, 2015). Regarding research on the intelligence services, researchers have viewed what their objectives are and that their work aims to understand and inform decision-makers and politicians before a conflict starts (Gustafson et al., 2024: 400; Dahl & Strachan-Morris, 2024: 424). The intelligence services can collect information with personnel on the ground and information through the digital world (Pastorello & Testa, 2017: 52). It also describes how the intelligence service works, how this relates to science and that there can be methods that follow a fixed template. Following a fixed framework means that the analyst studies, for example, Russia based on a fixed method or template (Agrell, 1998). However, it is also clear that it is difficult to describe a fixed framework that the intelligence service uses when conducting an analysis. This is because if the analyst only uses a fixed template, the analyst risks missing important details or events that do not follow the given template and thus being surprised (Agrell, 2015). It also acknowledged that assessing a country's intentions is more challenging than determining its capabilities (Agrell, 2015). The intelligence service's expertise, however, is to give information to politicians so they can decide how to plan the defence organisation and warn them if there are threats (Agrell, 2015). Research has also viewed what constitutes an intelligence failure and what can be considered intelligence success (Jensen, 2012: 263). It is viewed that a failure is caused when a surprise 9 has occurred, and there has not been an action towards the surprise (Gentry, 2008: 247-248). This means that the politicians have not been able to respond to the threat that occurred (Gentry, 2008: 249). Failures were, for example, the Pearl Harbour, the Cuba crisis and the 9/11 attack (Dahl & Strachan-Morris, 2024: 424). However, there has also been research on success; one prominent example was the analysis before the invasion of Ukraine in 2022. This is because countries like the US, the United Kingdom and the Baltic countries successfully anticipated Russia's invasion in advance (Gustafson et al., 2024: 400-401). For the analysis to be considered a success, the information needs to be delivered on time and supported with facts. This is important so politicians can make decisions based on this information and act against the threat (Gustafson et al., 2024: 400-401). The information needs to be delivered to the politicians, even if they disagree with the information. This means that the intelligence services should bring information even though politicians have other political or personal thoughts (Gentry, 2008: 252). This thesis will not focus on explaining why the US, UK and the Baltic countries were accurate. However, what could have contributed to the success still needs to be mentioned; they were correct, and the SAF was not. Previous research has covered how the US and the UK have experienced Russia's actions. During the Cold War, the US and the UK needed to understand Russia. Previous crises caused them to understand how the Russian leadership was thinking and that the Russian worldview was different (Shelton, 2011: 644-645). The US and the Soviet Union were the two great powers that fought for power in the world, thereby what worldview would be the most prominent in the world (Goldgeier & McFaul, 2003). Even though the US and their intelligence service did start to focus on the terrorism threat after the Cold War ended, they still did view Russia a potential threat in the late 1990s (Goldgeier & McFaul, 2003). The US also did not dismantle their military bases in the vicinity of Russia after the Cold War (Jackson, 2002: 375). Instead, the intelligence service in Sweden, by 1990, thought that Russia was not a threat and that Russia had collapsed (MUST, 2013: 10). Some scholars believe that the theory's explanations of failure concerns whether there is cognitive bias when analysing information, while others instead state that the organisation is contributing to the failure (Pastorello & Testa, 2017). The most common theory of the theories used in this study is the rational theory; it is a analysis method that is common in the 10 analysis work and it is the most common in the academic world (Agrell, 2015: 60; 66). It is uncomplicated to use because it states something that can be viewed as rational for the actor (Agrell, 2015: 66). The using own values is another common theory used in the academic world and within the intelligence service, thereby using the actors own values when viewing another actor that might have completely different values (Agrell, 2015: 127). 2.1 Cognitive Bias Theories 2.1.1 The Rational Theory The rational theory states that a failure can be caused by the actor thinking of another country as a rational actor who makes calculated decisions (Allison, 1969). The theory of the rational actor was used to explain the Cuban Missile Crisis and why the US analysts failed to foresee Russia's actions there (Allison, 1969: 690). The analysis can be carried out by looking at an actor, calculating the advantages of their possible action, and valuing the negative aspects that can be caused (Allison, 1969: 693). Actors decide what is most suitable for their security and most beneficial for their objectives. Thereby rationally thinking of the potential cost of the alternative versus what they can win (Allison, 1969: 694). The argument is that governments will not take action when there is a significant cost to this (Driedger & Polianskii, 2023: 546). This is because the government sees that there will be a costly war that will be hard to win, and there could also be negative actions toward them, as an economic downfall (Driedger & Polianskii, 2023: 546-547). Actors can thereby make the wrong predictions if they think of other actors as rational (Agrell, 2015: 67). This analysis method is uncomplicated to use; thereby, one reason this method of analysing other countries is dangerous is that the analysis can be made without objective facts to support it. Both amateurs and experts can use this theory, and it is difficult to say whether the analysis has been carefully carried out (Agrell, 2015:66). When presenting this type of analysis, it also has the risk that it sounds very reasonable because one country can think of it as rational. However, the country that is being analysed might not act rationally from their point of view (Agrell, 2015:66). The analysis can also be made because of an analyst's gut feeling (Agrell, 2015: 67). It can also lack the important understanding of another country's leadership. It is difficult to assess how another country is going to act when using your thoughts of what is rational and not the other country's thoughts (Agrell, 2015: 71). 11 It can thereby be a risk of thinking of what is rational from your point of view, this is because it can lead to that analyst are very sure of their analysis. This was the case with the Cuban crisis. The analysts were sure that the Soviet Union would not put missiles in Cuba. Thereby, the analysis can wrongly be seen as truth, and the truth is based on facts (Agrell, 2015: 72; 75). However, it thereby neglected facts, pointing out that the Soviet Union would not have acted this way. It is argued that it would be more useful in the initial phase of the analysis to view what the analysis could focus on. After that, facts are used to determine whether the analysis is correct (Agrell, 2015: 74). 2.1.2 Strategic Culture The theory of strategic culture believes that shared experiences and accepted narratives are the reason for a community's security and defence identity, expressed through preferences and behavioural norms (Biehl et al., 2013). Also, strategic culture is the use of force inherited in beliefs, practices, and attitudes. This process emerges over time, and it is also a unique process. A country's strategic culture can change over time and is, therefore, not a permanent culture. A significant event or experience can also change the strategic culture and it can change it to a lesser or greater extent (Longhurst, 2016). The views of the strategic culture will be used in the analysis to see how Sweden's strategic culture has affected its analysis. Regarding Sweden's strategic culture, neutrality is essential, and Sweden views itself as neutral regarding state conflicts. Thereby, Sweden has a public opinion and image that leads to a moral posture. However, joining the EU and international politics has challenged this perspective (Biehl et al., 2013: 343). That is, the meaning of neutrality can change over time. International peace and security are important for Sweden's foreign policy. Sweden is not passive regarding severe human rights violations and views international cooperation as necessary. Therefore, the UN is important for Sweden to maintain their neutrality and political solutions are more appropriate than military actions. Sweden has also acted as a mediator and contributed troops to UN peacekeeping missions (Biehl et al., 2013: 343). Regarding national self-defence and security, international cooperation is important (Biehl et al., 2013: 345). Sweden cooperates with international actors such as the EU and the UN. Even 12 though it is argued that Sweden preferred the EU as the international cooperation actor, Sweden cooperates with the UN through peace-enforcement operations (Biehl et al., 2013: 349). However, it was argued that joining NATO was not in question in the short to medium term. The reason for this was believed to be Sweden's view of itself as a neutral country, which has not been at war for 200 years. There is a difference between organisations and how Sweden views it as neutral to still be a part of the EU and the UN. However, there is a belief that being part of NATO is not neutral. The difference is that the UN is for peacekeeping, but NATO is in contrast to Russia, and Russia also views NATO as negative (Biehl et al., 2013: 349-50). In summary, neutrality was the most prominent parts of Sweden's strategic culture (Biehl et al., 2013: 354). In 2024, Sweden joined NATO and thereby was no longer neutral. However, when the failings occurred, they were not a member of NATO. 2.1.3 Using Own Values The using own values state that there is the risk that an analyst can be affected by their value system when conducting an analysis. Thereby applying the analyst's values and thinking of the enemy and thereby not using the enemy country's values system (Fowler, 2024: 509). A value system can affect how a country acts, and an authoritarian country like Russia has value systems other than those of Western countries (Fowler, 2024: 509). Not understanding Russia can lead to wrong assumptions about how Russia will act (Fowler, 2024: 510). The US and UK's success in foreseeing Russia's invasion is argued to partly be because of the UK and the US's experiences during the Cold War (Huminski, 2023: 22). The Cold War increased the US and the UK's awareness and increased their understanding of Russia (Omand, 2024: 391-392; 395). The values and intentions must be understood to understand and counter Russia's actions (Omand, 2024: 392). Previously, they were aware of Russia's capabilities but lacked an understanding of their intentions (Gates, 1973: 39). This led to the need to understand Russia and not think of Russia as having the same value system as the Western countries (Gates, 1973: 39). To understand Russia's intentions there was the need to understand further the Russian leadership (Omand, 2024: 395). Leadership and values are important, as a change of president can cause different intentions. However, external situations can also cause a change in intentions (Gates, 1973: 41-42). 13 Therefore, the US could create reference points for how Russia could act, and through this, Russian values were important (Wirtz, 2013: 555). By understanding the leadership and their values, the US could anticipate Russia's behaviour (Wirtz, 2013: 553). Russia's actions before the full-scale invasion of Ukraine are argued to have been understood by the US through Russia's values and objectives seen during the Cold War. Also acknowledging Russia's recent actions, for example, the conflict in Georgia in 2008 and the annexation of Crimea in 2014 (Omand, 2024: 389). 2.2 The Organisational Theory Another cause of intelligence failure can be problems concerning the organisation (Marrin, 2004: 661). The organisational theory believes it is possible to analyse how a country will act. However, if it fails, it is because of organisational problems (Pastorello & Testa, 2017: 55). Groupthink can explain a failed analysis because the organisations do not question each other's analysis (Davies & P. H. J, 2004: 499). It can be because they want to make a career, and questioning others may be negative (Shelton, 2011: 638). Also, the previous knowledge regarding a country is set, and the intelligence service does not want to question this knowledge (Shelton, 2011: 640). Also, managers may not want their analysts to think differently (Shelton, 2011: 640). In the previous intelligence failure, if the Iraqi forces had weapons of mass destruction, there was an institutional problem. Finding further proof of weapons of mass destruction was the major assignment for the intelligence services (Agrell, 2015: 195). Also, the working methods in the intelligence service did not encourage the analyst to question already existing knowledge. Therefore, it was difficult to come up with alternative explanations. The groupthink mentality was present and halted the intelligence service (Agrell, 2015: 195). There can also be issues that different countries organisations do not share information (Pastorello & Testa, 2017: 64). There can be legal issues in concerning sharing information between different countries as well as countries being reluctant to share information (Pastorello & Testa, 2017: 66). Problems may also exist in that the information cannot be shared with other related organisations in the country, this can cause the analyst to miss information that could have pointed to an outcome. For the analyst's the information should be accessible (Marrin, 2004: 662). Barriers can also affect the cooperation between important 14 organisations in the country (Marrin, 2004: 666). A problem can exist when the organisations focus on their objectives and the information is not shared (Pastorello & Testa, 2017: 57-58). It can be that the different organisations have a rivalry between them (Pastorello & Testa, 2017: 55). However, there can also be legal issues that prevent the organisations from sharing information (Pastorello & Testa, 2017: 60). A concern can also be in the organisation itself, when the information is not distributed (Pastorello & Testa, 2017: 66). Therefore, analysts are missing information that could have been important in their analysis (Marrin, 2004: 662). 2.3 Reflections To summarise, this study will use four of the most prominent theories in this field. Three of these theories have focused on the cognitive bias and one on organisational problems as the cause of intelligence failure. These theories will be used to understand why the SAF continued to misjudge Russia. It is thereby important to understand how these four theories will be used to answer the research question. Therefore, each theory will be discussed based on how it can answer it and which will eventually, in the method chapter, become the operationalisation. The rational theory emphasises that actors calculate and base their decisions on benefits and consequences. Thereby trying to maximise their benefits and avoid negative consequences. Negative consequences can be wars that are likely to fail or consequences that can cause an economic downfall. However, there can be risks when viewing an actor as rational because it can cause a simplified understanding of the actor. There are thereby questions that need to be answered about whether the rational theory was the reason for the continued failed analysis of Russia. The questions revolve around whether there were assumptions that Russia would act rationally based on avoiding negative consequences, and whether the SAF believed that other countries are as rational as they are themselves. It is also stated that there is a need to have facts to prove the analyst's case, thereby viewing whether the SAF did not view and understand the facts. The strategic culture theory views historical experiences, beliefs and national culture as important. The identity of the country affects the analysis and how countries make decisions. The Swedish strategic culture is characterised by neutrality and international cooperation, 15 which affects its military. The strategic culture could have shaped Sweden's threat perception and caused the SAF to be naive about Russia's actions, as they believe themselves to be neutral and think of other actors as the same. There are questions that need to be answered about whether the strategic culture of Sweden was the reason for the failed analysis of Russia. The questions is whether a lack of recent military actions contributed to an underestimation of Russia's actions. Also, did they rely on international organisations like the EU and the UN when assessing Russia as a threat? The theory using own values states that Western countries can use their own values when assessing another country's actions, thereby using their ideological thoughts on the other country, which is argued to lead to wrong assessments. Analysts can thereby use their own Western values on Russia, which can lead to misunderstandings and wrong predictions of Russian behaviour. There are questions that need to be answered if using own values was the reason for the failed analysis of Russia. The questions revolve around whether the SAF assumed that Russia would act based on democratic principles and did the SAF not understand Russia's values and their focus on increased power? The organisational theory instead emphasises that organisations are the reason for failing to analyse another country's actions. Organisational problems can include groupthink, rivalries between organisations, and information not being shared. For the SAF, these organisational issues could have led to a wrong assessment of Russia's actions. There are questions that need to be answered about whether the organisational theory was the reason for the failed analysis of Russia. The questions revolve around whether there was groupthink, no questioning of analysis because of negative effects on the career and whether managers affected the analyst not to think differently? Also, viewing if other countries did not share information with the SAF, was there no information shared between organisations in Sweden, were there rivalries between them, and was the information not distributed within the SAF? 3. Methodological Framework This study will use a qualitative method, which means using and emphasising words (Bryman, 2016: 375). As this study will examine and collect information from reports, academic materials, and other sources, the qualitative method is suitable for this purpose, as 16 text sources are used. A qualitative method is also appropriate when the aim is to understand how an actor views the world around them to gain knowledge of the social world. As this study will be viewing the SAF, the aim is to understand how this actor views the world (Bryman, 2016: 375). It is essential to gain knowledge concerning experience and the perspective of the SAF. Knowledge can be gained through distributed information, which differs from other methods because the information is not measured or counted. Sources that can be used are, for example, government reports (Hammarberg et al., 2016: 499). However, to gain knowledge, qualitative methods must still systematically collect and describe information (Hammarberg et al., 2016: 499). The design for this study will be a case study because it will focus on and give an extensive analysis of the SAF. The research question revolve around the SAF, thereby this study will look closer at one specific actor to gain insight into this matter (Bryman, 2016: 60). A case study is a suitable design as it provides the means to do a comprehensive analysis of, for example, an organisation (Bryman, 2016: 60-61). The study will use the theories to give answers to the research problem and thereby answer the research question. The theoretical framework and operationalisation will guide the analysis by establishing clear questions and indicators for each theory. Next, the material will be sorted according to these questions, leading to the creation of the result chapter. Finally, the analyses will explain how the theories account for the SAF's misjudgment of Russia's actions. Also, the material is the focus of this study. Therefore, the theories will be used as a framework to bring knowledge from the information concerning why the SAF failed. The idea is to use the theories to increase knowledge regarding the subject and why the SAF failed, not to create a new theory. However, as stated earlier, this approach shows not only how we can explain this case, but also how the combination of theories is important and can be used to analyse other similar cases. 3.1 Document Analysis The qualitative method used for analysing the material in this study will be a document analysis. This entails systematically studying documents to answer the research question (Gross, 2018). It is used to understand policy, organisations, and past events (Gross, 2018). There are various examples of documents that can be used. However, some examples are 17 reports and journal articles. There is an important distinction between primary and secondary data (Gross, 2018). Primary data consists of first-hand information; this can, for example, be photos, personal letters and interviews. These data will not be used in this study; instead, secondary data will be used. The information used is different in that the information consists of an analysis of primary data. Secondary data often aims to spread information; examples of this data are research articles (Gross, 2018). When choosing the documents that will be used, what is of importance is what documents can answer the research question most suitably. As there are many documents, preliminary research can also be used to view important information. To be able to do this, there is a need to briefly go over the materials to get a review of the information (Gross, 2018). When viewing the relevant information that can be used to answer the research questions most suitably, the sources consist of reports from the SAF and academic sources. There are reports from the SAF that analyse how the world will look in the future and these reports state how Russia will act. The SAF has published two reports stating how Russia will act in the future; one was published in 2001, and the other was published in 2010. These reports are not primarily used for the SAF. Instead, they act as reports to the politicians when they decide how the defence should be shaped. There have been almost ten years between these two reports, making it interesting to see how the SAF have viewed Russia. There are also reports by the intelligence services, which are published annually and presented to the public. These reports explain what has occurred during the recent year and also make statements about what could occur in the future. One academic material that is of interest in this study is that of Gunilla Eriksson, a researcher who has examined how the Swedish intelligence service works. The material from Eriksson was published in 2018, before the full-scale invasion by Russia of Ukraine. Eriksson's study does not research failed analysis but instead how the intelligence service works. This will complement the reports from the SAF to understand why they failed to foresee Russia's actions. As noted before, the researcher must be systematic. Knowing what methods and sources have been used is valuable if and when another researcher conducts similar research. Two aspects that should be noted are what is referred to as inclusionary criteria and exclusionary criteria (Gross, 2018). Inclusionary criteria are important to avoid analysing irrelevant information. 18 This can be done by viewing a specific period and only including documents from a specific source. This study's period is extensive, as this topic will be more interesting and relevant when viewed over a more extended period. However, it is still an analysis that does not go back to World War 2 or the Cold War. The other way to limit the sources used is to narrow down the sources to government documents (Gross, 2018). Because this study is interested in the SAF and its organisation, document sources from the SAF will be used. However, regarding source criticism, this study will also use other materials to address this matter. Therefore, providing a detailed understanding because the SAFs themselves might not acknowledge their problems. Exclusionary criteria are used to view the chosen material more extensively than the inclusionary criteria; this is conducted to be able to get a final sample. The aim is to get representative and relevant information on the topic (Gross, 2018). A systematic approach is also needed to organise the documents (Gross, 2018). In this study, the most important thing is understanding why they failed to foresee Russia's actions. Thereby, it is highly relevant to organise where there are statements regarding Russia and where they state how Russia will act. It is necessary to understand the period and categorise the information based on the period when the failings occurred. This study will start by viewing the SAF from 2001 and continue until the invasion in 2022. There are various ways of conducting the coding and analysis of the documents (Gross, 2018). This study will use the framework in the theory chapter to conduct the result and analysis. One limitation of this method is that the information can be regarded as biased because the researcher's view of the matter can affect the analysis (Gross, 2018). Using the most prominent theories when conducting the analysis will prevent this limitation. 3.2 Selection of Cases The reason for choosing to view Russia is that they are essential to Sweden's security. Russia has long been a security concern for Sweden, especially during the Cold War, but today it also presents a significant security concern for Sweden (Åkerström, 2008). Russia's invasion of Ukraine in 2022 changed Sweden's views of security and led to Sweden joining NATO. Sweden can be considered close to Russia in terms of geography, thereby being more of a military threat than China. China is also viewed as a threat, but not to the extent that Russia is; Russia is the primary security concern when viewing the situation, especially regarding a 19 military attack on Sweden (MUST, 2023: 8). This study's generalisability is not in focus, as it is conducted as a case study. However, it is possible to view which theories explain SAF's failed analysis of Russia and which can be used to understand other actors further. Thereby, this study not only helps explain this specific case but also highlights the importance of combining theories to analyse other similar situations. 3.3 Operationalisation This study has concrete questions that need to be answered with the empirical material to state which theories are the cause for the continued failure. The questions are based on the theories in the theoretical framework. In order to demonstrate that the theories account for the failings, they must effectively explain the failure and thereby not be contradicted between the years. By carefully examining the information through these theoretical frameworks, the study aims to give a clear understanding of the reasons behind the failure. When analysing the empirical material, each main question is divided into subquestions that serve as indicators of the theory. The subquestions are thereby more detailed questions and further developed, as to what to look for in the material. These subquestions help make the theories more concrete, thereby identifying whether there were signs in the empirical material that supported or contradicted the theory. It is not required for all questions to be fully supported to argue that a theory contributes to explaining the failure. Instead, the presence of key indicators, even if some are missing, can demonstrate that the theory played an important role in the intelligence failure. For example, regarding the organisational theory, even if specific organisational problems like information sharing between countries is not visible, viewing important issues such as groupthink can still contribute to that theory was the reason for the failed analysis. This approach allows for a more nuanced conclusion that views the complexity of intelligence analysis, avoiding an all-or-nothing based conclusion. This study will thereby answer whether the indicators were present and what theory is closest to explain the continued failure. 20 3.3.1 The Rational Theory The rational theory emphasises that actors calculate and base their decisions on benefits and consequences. Thereby trying to maximise their benefits and avoid consequences. Thereby, the operationalisation is as follows: Questions Main Questions Subquestions Did the SAF assume that Russia was rational and Did the SAF make assumptions about Russia's calculated? Did the SAF Q1 rationality? assume Russia would prioritise stability over risk in matters such as the economy? Were there facts or warning Q2 Were there objective facts that should have been viewed signs that the SAF may by the SAF that signalled Russia’s military actions? have missed or failed to understand fully? Regarding Q1, the question comes from the theoretical framework which emphasises that actors calculate and base their decisions on benefits and consequences. This way of thinking can lead to misjudgments when analysts project their view of what is rational onto other states. It is thereby important to view whether the SAF viewed Russia as a rational actor and assumed that Russia would act rationally. Regarding the subquestions, it is thereby important to view whether the SAF saw Russia as calculated and rational, and whether they believed Russia would prioritise stability over risk, for example, avoiding economic consequences. Thereby instead chose to cooperate with the Western countries. Regarding Q2, the questions are based on the theoretical framework, which points out that failures can occur when analysts neglect facts that could indicate a state's intentions. It is, therefore, relevant to examine whether there were objective facts that could have signalled Russia's military actions. Viewing whether the SAF missed facts or warning signs. 3.3.2 Strategic Culture The strategic culture theory views historical experiences, beliefs and identity in the country. Swedish strategic culture is characterised by neutrality and international cooperation, which affects its military. The material will be viewed to see Sweden's historical neutrality and 21 international cooperation and how it affected the perception of Russia as a military threat. Thereby, the operationalisation is as follows: Questions Main Questions Subquestions Did the SAF assume conflict was unlikely due to Has Sweden's strategic culture and the lack of recent their lack of recent warfare Q1 military conflict led to an underestimation of aggressive experience? Is there an military strategies? emphasis on political solutions over military actions? Did the SAF lean on international organisations for collective defence? Did Q2 Did the SAF rely on international organisations when the SAF assume that assessing Russia as a threat? international organisations would act as deterrents against Russian aggression? Regarding Q1, the question is based on the theoretical framework which emphasises that a country’s experiences and beliefs shape how it thinks about security. In Sweden’s case, a long tradition of neutrality and involvement in international cooperation has made them prefer political solutions over military action. This may have contributed to an underestimation of aggressive military strategies. The subquestions are therefore used to examine whether a long period of peace led to assumptions of stability and whether the SAF viewed conflict as unlikely due to the lack of recent warfare experience. It also becomes relevant to look at whether the SAF emphasised political solutions rather than military actions. Regarding Q2, the questions are based on the theoretical framework, which considers whether the SAF relied on international organisations like the EU and UN when assessing Russia as a threat. The subquestions focus on examining whether the SAF depended on these organisations for collective defence and whether they believed that international cooperation would deter Russian aggression. 22 3.3.3 Using Own Values The theory states that Western countries use their own values when analysing another country's actions, thereby using their own ideological thoughts on the other country, which is argued to lead to wrong assessments. Democratic values can cause Western countries not to understand Russia. Thereby, the operationalisation is as follows: Questions Main Questions Subquestions Did the SAF expect Russia to stick to democratic and Q1 Did the SAF assume Russia would act according to democratic values? Western values? Did they assume that Russia valued cooperation? Q2 Did the SAF fail to understand Russia’s authoritarian Were authoritarian priorities values and focus on power? like power projection underestimated? Regarding Q1, the question is based on the theoretical framework that analysts risk projecting their own value systems onto the country they analyse, rather than understanding the other country’s values and believing that Russia would act according to democratic values. Failure to understand these differences can lead to wrong assumptions about Russia’s actions. The subquestions will thereby be used to explore whether the SAF expected Russia to act according to democratic and Western values, and whether they assumed Russia valued cooperation. Regarding Q2, the question is based on the theoretical framework that failing to understand authoritarian values can lead to misjudgments. Russia’s focus on power is different from Western democratic values, and if the SAF failed to understand these authoritarian goals, it can explain why they misjudged Russia’s actions. The subquestions will thereby be used to view whether the SAF underestimated authoritarian values like power projection. 3.3.4 The Organisational Theory The organisational theory emphasises that organisations are responsible for the failure to analyse other countries' actions. Organisational problems can include group thinking, rivalries between organisations in the country and information not being shared. Information may not be shared with other countries or within the organisation itself, causing the analyst to miss 23 important information that would increase the possibility of foreseeing actions. This is different from the other theories in that it does not mention a specific cognitive bias reason for the failure. Instead, the groupthink can centre on all the cognitive bias theories. The material will be viewed to see if organisational problems were the reason for the failed analysis. Thereby, the operationalisation is as follows: Questions Main Questions Subquestions Did analysts conform to the dominant views without Q1 Was there a groupthink mentality and flawed challenging these questioning of the analysis? assumptions? Were the opinions of Russia set? Was critical reflection lacking in the analytical process? Were analysts unwilling to Q2 Was questioning the set view of Russia seen as challenge the set view of negative due to career ambitions? Russia because of fear of damaging their careers? Did managers prevent analysts from thinking Did managers prevent Q3 differently? alternative views or critical thinking? Were there signs that the SAF lacked access to information Q4 Did other countries withhold intelligence from the SAF? from allies? Were laws or national policies mentioned as obstacles to cooperation? Were there legal barriers to Was the information accessible between organisations cooperating and sharing Q5 in Sweden? information? Was there a rivalry between the organisations? Did structural issues stop Q6 Was information not effectively shared within the SAF? useful information from reaching analysts or decision-makers? Regarding Q1, the question is based on the theoretical framework that highlights problems, such as groupthink, as a cause for intelligence failure. When analysts only use set ideas and avoid challenging existing thoughts, failings can occur. The subquestions are, therefore, aimed at identifying whether analysts followed dominant views, whether the image of Russia 24 was already set, and whether there was a lack of critical thinking regarding the analytical process. Regarding Q2, the questions come from the theoretical framework that highlights how group thinking may be reinforced if analysts do not question set views due to career concerns. The subquestion, therefore, examines whether analysts were hesitant to question the set view of Russia out of concern for their careers. Regarding Q3, the question is based on the idea that managers prevented analysts from thinking differently. This can limit alternative thoughts and increase a groupthink mentality. The subquestion is, therefore, used to examine whether SAF managers prevented critical thinking or alternative views. Regarding Q4, the questions comes from that countries can withhold intelligence because of legal constraints, national policies, or a reluctance to cooperate. Such limitations can prevent analysts from gaining information. The subquestions are, therefore, used to examine whether Sweden lacked access to intelligence from other countries and whether obstacles to cooperation, such as laws, were mentioned. Regarding Q5, the question is based on the fact that when information is not shared or distributed properly between organisations in Sweden, analysts may miss important information. The subquestion is, therefore, used to examine whether legal barriers were mentioned that made cooperation and information sharing difficult, and if there was rivalry between the organisations. Regarding Q6, the questions is based on that important information may not be shared properly within the organisation, preventing analysts or decision-makers from accessing what they need. The subquestion is, therefore, used to examine whether there were structural issues within the SAF that stopped relevant information from reaching people. As stated before, to determine which theory explains the failure, it is necessary to look at which key indicators are supported by the empirical material. It is not only about counting which theory has the most indicators, but instead if the indicators played an important part. Even if not all indicators are present, a theory can still be seen as important if it shows clear 25 signs of contributing to the failure. They must effectively explain the failure and not be contradicted between the years to be able to conclude that they are the reason for continued failure. It is also relevant to consider how the theories may be connected and not only viewed as separate. For example, the organisational theory can help explain why certain assumptions from the other theories, like seeing Russia as a rational actor or relying on international cooperation, remained over time. If groupthink existed, it could have made it harder for analysts to change their perception, even when new information appeared. In this way, organisational problems might have supported or reinforced parts of the other theoretical explanations. By viewing how the theories may interact, the analysis can better reflect the complexity behind the failed analysis, without assuming that one theory alone is the reason for the failed analysis. 3.4 Validity and Reliability Good validity is given by measuring what the researcher has set out and intends to measure (Boréus & Bergström, 2018: 38). Concerning validity, this study will use the most common theories of why states fail to analyse other countries' actions in the academic world. This will be accomplished using theories that examine cognitive bias and organisational reasons for failure. The validity is high as this study will use reports from the SAF and academic trustworthy sources. A study is more reliable if independent studies arrive at similar results (Boréus & Bergström, 2018: 40). Regarding the reliability, there is the potential that another study that is performed with the same reports uses different theories for viewing why the SAF failed, however, by using the most prominent theories for explaining failings, the theories are reliable. However, it is important to consider the researcher's interpretation of the information analysed to be objective (Bryman, 2016). The materials have been viewed multiple times to avoid being biased when stating which theories explain the failure and when interpreting the information, use well-established theories. 26 4. Result In the 2001 report, the SAF made assumptions about how countries would act in the future, but it did not view Russia as a military threat. This can be seen through the following citation from the report: The current and future security situation in Europe is perceived by European countries, including Russia, in such a way that they believe they need smaller and more versatile defence forces with a new focus. The security situation is perceived to contain more fundamental requirements than resisting an attack on their territory or the common territory of their alliance. (The SAF, 2001: 36-37) It is thereby visible that the SAF believed that a new focus was needed and that Russia would have the same focus. This new focus was concentrated on being able to conduct peacekeeping operations (The SAF, 2001: 36-37). In the 2010 report, the SAF continued to underestimate Russia, as the SAF stated in their report that it was not likely that there would be a war or an armed conflict in Europe. This can be seen through the following citation: Conditions in Europe will remain stable and peaceful. (The SAF, 2010: 132) This was an optimistic analysis of Russia as it did not estimate that Russia would act with their military. To misjudge that there would be no war in Europe is a severe misjudgment, as the SAF could not predict the Ukraine conflict. Viewing the months and weeks before the Russian invasion of Ukraine in 2022, the intelligence service continued to argue that it was unlikely that Russia would carry out their invasion (Dagens Nyheter, 2022., b; Dagens Nyheter, 2022., a). This can be seen through the following citation: Would one be prepared to throw everything away when it came to relations with the West? And also at such a costly price in the form of human lives, and so on. The 27 assessment at the time was that he would not do it because it was reckless. (SVT, 2023) The cost of not making the correct analysis of Russia's actions was that the politicians did not apply for NATO membership before the invasion (Dagens Nyheter, 2022.,b). Thereby, not gaining security from NATO in the same way as if they were a member. This contributed to the fact that the prime minister was not satisfied with the analysis after the invasion, and the intelligence service did not complete their objective of warning the politicians in time (Dagens Nyheter, 2022.,b). 4.1 Cognitive Bias Theories 4.1.1 The Rational Theory The report in 2001 emphasised that the market economy would act as a stabilising factor for Russia. This is visible through the following citations in the report: A vital issue for Russia is the capacity to develop the Russian economy. There is a Russian understanding that this requires integration with the West. The focus on improving the economy means that Russia is keen on good cooperation with the EU and the G8 countries. (The SAF, 2001: 20) Q1: This implies that Russia was a rational actor that would prioritise economic cooperation with the West. Russia needed to act rational and calculated not to risk this cooperation, thereby not acting aggressively with their military. Also prioritising stability over risk in regard to the economy. Q2: The SAF neglected objective facts and warning signs for Russia's military actions. For example, before 2001, Russia focused on its military readiness because it showed discontent with the NATO campaign in Yugoslavia (IISS, 1999: 104). Russia also did not cooperate with NATO; instead, it increased collaboration with countries like Syria, Iran, China, India, and the Middle East, which is a sign that there was increased tension with Western countries (IISS, 1999: 108). 28 In the 2010 report, it is argued that the SAF still assumed that Russia would act rational and calculated. The SAF stated the following: The Russian economy is largely dependent on the export of raw materials such as oil, gas and timber. The high world market prices for raw materials in recent years have thus contributed to a sharp increase in Russian economic growth, which has contributed to growing Russian prosperity. (The SAF, 2010: 7-9) Russia is also investing in tying the European market closer to itself through long-term bilateral agreements and the construction of new fixed infrastructure in the form of gas and oil pipelines. (The SAF, 2010: 59) The Russian Security Strategy from 2009, covering the period until 2020, emphasises that national security is directly dependent on the country's economic development. (The SAF, 2010: 55) Q1: The 2010 report thereby stated that Russia's economy was important for its growing prosperity and security, implying that this would affect Russia so that it would not risk its growing economy and would not want to challenge its economic ties with the West. The SAF thereby assumed that Russia would act rationally and calculated, also prioritising stability. Q2: This analysis, however, neglected facts that contradicted the SAF's analysis. Pointing to this outcome was that the military operation in Georgia was highly positively seen by the Russian population; one argument is that the SAF should have seen that something similar could occur, as Putin wanted to increase his popularity (IISS, 2009: 207). Also, it showed Russia's willingness to prioritise its goals over its relationship with the West. Russia also viewed Georgia getting closer to NATO as highly negative (IISS, 2008: 205-206). Therefore, they should have understood that Russia could act the same towards Ukraine (IISS, 2009: 210). There was also a change in how Russia could deploy its forces in other countries, as it was easier for Russia to deploy troops overseas (IISS, 2010: 104). 29 Viewing the months and weeks before the Russian invasion of Ukraine, the intelligence service continued to argue that Russia would not risk the relations with the West: Would one be prepared to throw everything away when it came to relations with the West? And also at such a costly price in the form of human lives, and so on. The assessment at the time was that he would not do it because it was reckless. (SVT, 2023) Q1: The intelligence service argued that Russia would want to avoid an invasion because they did not want to challenge the collaboration with the West (Dagens Nyheter, 2022.,b). The intelligence service also presented its analysis of security at an open conference. There, it was stated that Russia would not want to start an invasion because that would be very costly for Russia, something that Russia was not going to risk (Dagens Nyheter, 2022.,b). Therefore, Russia is again viewed as calculated and rational, as well as prioritising stability. Q2: There were signs that Russia would invade Ukraine, as Russia had major military exercises next to Ukraine a year before. Also, military equipment was left next to Ukraine (Dagens Nyheter, 2022.,b). Putin also made public that he did not believe Ukraine had the right to be an independent state before the invasion (Dagens Nyheter, 2022., b). 4.1.2 Strategic Culture In the report from 2001, the SAF underestimated Russia's military strategies and instead emphasised political solutions, and there was a reliance on international organisations. It is visible through the following citations: Democracy, globalisation, and the market economy form the foundation for the development of an increasingly peaceful and integrated world. How the major global actors interact and how they balance different security policy instruments nationally and multinationally will continue to be decisive in the future. The USA will continue to be the only global superpower. An increasingly important security policy actor in the international arena is the EU. (The SAF, 2001: 14) 30 In addition to the ability to safeguard and protect their own country's territory, European states wish to be able to jointly implement stabilising measures, which include, among other things, an international crisis management capability. (The SAF, 2001: 36) Q1: There are signs that a long period of peace contributed to the belief that there was stability in the world. Also, political solutions have been viewed as more appropriate than military actions. This is because it showed a belief that there would be a peaceful and integrated world. Projecting Swedish strategic culture on Russia and failing to understand Russia. Russia's aggressive actions in Georgia showed their goals and that Russia was characterised by achieving its once large and powerful status again, and this influences their aggressive intentions and actions (Casier, 2023: 18). Q2: International organisations were essential for Sweden's foreign policy. The EU was an increasingly important organisation that would contribute to security. Even though the strategic culture could explain in some way why the SAF failed to understand Russia in 2001, it is argued that this was not the case in 2010. As can be seen through the following citation from the 2010 report: The extensive investments being made in the military sector are aimed, among other things, at ensuring the cohesion of the Russian Federation but also at strengthening the country's position as a great power. (The SAF, 2010: 54) For the EU and NATO, including the US, it became clear after the war (Georgian war) that Russia had lowered the threshold for the use of military force and that the country was striving for great power status as an independent actor in world politics. (The SAF, 2010: 51) Q1: The SAF stated that Russia had lowered the threshold for the use of military force, thereby not assuming peace, neutrality and stability in the world. Russia was viewed as a great power with aspirations of increasing its power. 31 Q2: The SAF stated that they needed to increase cooperation with new countries, not relying on ongoing collaborations and organisations as previously (The SAF, 2010: 51). 4.1.3 Using Own Values In the 2001 report, the SAF assumed that Russia would follow democratic and Western values. This is visible through the following citations in the report: Democracy, globalisation, and the market economy form the foundation for the development of an increasingly peaceful and integrated world. How the major global actors interact and how they balance different security policy instruments nationally and multinationally will continue to be decisive in the future. The USA will continue to be the only global superpower. An increasingly important security policy actor in the international arena is the EU. (The SAF, 2001: 14) To a large extent, the various values o f the Western world have come to be dominant worldwide (The SAF, 2001: 14) The world is largely characterised by globalisation, which is brought about by increasingly widespread democratisation and market economies. This leads to increased interdependence between various actors. (The SAF, 2001: 42) Q1: This reflected Western and Swedish values, emphasising democracy and cooperation. Because the SAF used Western and Swedish values on Russia, it caused misjudgment and an underestimation of Russia. Q2: The focus on democracy and Western values caused Sweden not to acknowledge Russia's goals, especially as Putin increased and improved the armed forces (IIISS, 2000: 109). Thus, Sweden did not understand Russian authoritarian values and their aim for power. 32 In the report from 2010 there was an understanding of Russia's goals and values, thereby not analysing Russia through the eyes of Western and democratic values. It is seen from the following citations: The Swedish region borders Russia with an increasingly clear ambition to regain its great power status. (The SAF, 2010: 7; 49) The intelligence service in their report from 2014 also described Russia's new priorities: The overarching ambition of the Russian security policy is to strengthen its great power role and limit the West's, and NATO's, influence in Russia's immediate vicinity, primarily the former Soviet Union. (MUST, 2014: 11) Q1: This increased the understanding of Russia and its priorities, acknowledging that Russia would not act according to democratic and Western values. Q2: This also showed that the SAF did not underestimate Russian authoritarian values; instead, the SAF understood Russian authoritarianism as wanting increased power. 4.2 The Organisational Theory There was groupthink, and it is stated that there was not enough questioning of the analysis. It can be seen through the following citation: The analysts repeatedly referred to the explicit ambition of making sure that newer assessments remained within ‘the same line of argument’ as the previously written ones, allowing little room for appreciation or awareness of the possible downsides of relying heavily on ‘in-house information’. (Eriksson, 2018: 67) Q1: The information produced thereby risked being a copy of already existing knowledge and not being critical to new information (Eriksson, 2018: 67). The analyst was acknowledged to stick with intelligence service's previous view of the matter (Eriksson, 2018: 70). It can thereby be the case that product is just a copy of previous assessment (Eriksson, 2018: 72). 33 When making a similar analysis as before, there is the risk that the analysis is missing important new information and that they are instead acknowledging a narrow view of information (Eriksson, 2018: 75). It was viewed that the groupthink mentality existed when a product was to be viewed by a colleague. This is because the criticism about the product concerns the text and not the idea if it was within the established norm (Eriksson, 2018: 81). This groupthink mentality affected the organisation so that the analysts felt that they were not allowed to have a bold analysis (Eriksson, 2018: 77). It is not that the believed correct thought of how to think was explicitly written down, but instead there was a norm within the organisation (Eriksson, 2018: 77). The analyst knows however, what is the acceptable thought of the matter. It is hard to get support for an analysis that is not within the set norm (Eriksson, 2018: 78). What was also important to colleagues when viewing the analysis was that the intelligence service was consistent with the analysis presented before, because politicians could be confused if the analysis contradicted previous information. This can be seen from the following citation: The norm seems to be to write the assessment without being controversial, preferably not to evoke change, and in such a manner that it does not contradict assessments and conclusions made within other parts of the organisation. (Eriksson, 2018: 75-76) The politicians thereby received the same information over time, which would affect their views and how they made decisions (Eriksson, 2018: 209). Q2: It also affected their career if they thought outside the established norm of the subject. As this could cause the analyst to have less credibility (Eriksson, 2018: 80). Q3: Managers did prevent analysts from thinking differently, as the analysts stated that they needed to have a consensus of other colleagues when publishing their products, colleagues being other analysts as well as the managers (Eriksson, 2018: 75-76). 34 Q4: Regarding whether other countries withhold information from the SAF, this was not the case. Instead, it can be viewed that other countries shared intelligence with the SAF before the invasion of Ukraine. The US publicly informed that Russia would invade Ukraine before the invasion. Also, the US informed Sweden specifically (Dagens Nyheter, 2022., b). Thereby, there were no legal or policy issues in sharing this information. Q5: The intelligence service states that there was cooperation with different organisations in Sweden. This can be seen from the following citation: There is national cooperation between Must, the Swedish Security Service (Säpo), the Swedish Defence Radio Agency (FRA), the Swedish Defence Materiel Administration (FMV) and the Swedish Defence Research Institute (FOI). (The Swedish Armed Forces, 2024). Therefore, there were no legal issues in cooperating and sharing information between organisations. However, the intelligence services mostly used information that existed within the organisation (Eriksson, 2018: 66). Therefore, it can be argued that they should have used more information from other organisations. However, there is also information that states there was rivalry and group thinking between the organisations; this was because analysts have stated that they should not think differently if one organisation already has information about a subject. This can be seen from the following citation: “Sometimes it was very clear. I received a direct order that I wasn’t allowed to think differently from SÄPO [Swedish Security Police] on a specific issue. It was clearly stated. I can’t remember now if this happened several times or if this was only the time. (. . .) Their argument was that they [SÄPO] had the lead on this issue and they were the ones entitled to have an opinion.” (Eriksson, 2018: 80). Q6: When viewing whether the information was effectively shared within the organisation, it has been stated that analysts use old reports and information that have been produced before. They also talk to people who also work within this subject to learn (Eriksson, 2018: 66). 35 Thereby, the information is available and accessible within the organisation. However, this can also be affected by groupthink because the analyst is mainly viewing old information on the subject. 5. Analysis The SAF failed to foresee how Russia would act and did not predict Russia's actions, such as the Georgian conflict in 2008, the annexation of Crimea in 2014 and the full-scale invasion of Ukraine in 2022. Actions that have significantly affected European and Swedish security, and where other countries were able to anticipate. This chapter will return to the operationalisation and further argue which theories are the reason for the failed analysis. As previously stated in the operationalisation, this study was based on concrete questions that needed to be answered through the empirical material in order to identify which theories explain the continued failure. To show that a theory accounts for the failure, it was stated that the theories must effectively explain the failure and thereby not be contradicted between the years. It was not necessary for all questions to be fully supported in order to argue that a theory contributes to the explanation. However, if key indicators were present, even if some were missing, they could still show that the theory played an important role in the failure. The analysis chapter will thereby conclude which theory came closest to explaining the continued failure, and also view how these theories have interacted. Mainly answering the main question in the operationalisation, as well as using information from the subquestions. 5.1 Cognitive Bias Theories 5.1.1 The Rational Theory Q1: Did the SAF make assumptions about Russia's rationality? Russia was seen as a rational and calculated actor that would prioritise economic cooperation with the West, as it was viewed that economic growth was important for Russia. It was expected that Russia would act in a rational way to avoid risking this cooperation, and therefore would not behave aggressively with its military. Stability was viewed to be more important than taking economic risks. 36 Q2: Were there objective facts that should have been viewed by the SAF that signalled Russia’s military actions? There were objective facts that should have signalled Russia's military actions. For example, increased military readiness and increased cooperation with countries outside the West indicated increasing tensions with the West. Later actions, such as conflicts in Georgia and the annexation of Crimea, showed Russia's willingness to use military force. Before the invasion of Ukraine, there were military exercises near the border, and Putin also made public that he did not believe Ukraine had the right to be an independent state. In summary, the rational theory thereby explains the repeated underestimation of Russia's military intentions and actions. From 2001 to 2022, the SAF viewed Russia as rational and calculated. Assuming that Russia was a rational actor that based its decisions on benefits and consequences, it would not risk its relationship with the West, and it would prevent them from taking military action. Also, the past actions, such as the conflict in Georgia and the Crimean annexation, were not acknowledged as much as needed, thereby underestimating Russia. All questions in the operationalisation were displayed, thereby the thought of Russia as a rational actor continuously affected the SAF's analysis and explains the continued failure to predict Russia. Thereby, the rational theory meets this study's criteria for explaining the continued intelligence failure. 5.1.2 Strategic Culture Q1: Has Sweden's strategic culture and the lack of recent military conflict led to an underestimation of aggressive military strategies? Regarding the strategic culture, in 2001, there were signs that a long period of peace contributed to the thought that there was stability in the world. It assumed that military conflict was unlikely and that countries would prioritise political solutions. Thereby underestimating Russia's military goals. However, in 2010, the SAF understood that Russia had lowered the threshold for using its military and was instead focused on increasing its great power status. This shows that the lack of recent conflict can explain early failure, but not the continued failure. Q2: Did the SAF rely on international organisations when assessing Russia as a threat? 37 In the early 2000s, the SAF viewed international organisations, especially the EU, as essential for Sweden. In 2010, this view changed, and the SAF acknowledged that new cooperation was important for security. In summary, strategic culture explains parts of the failed analysis in 2001 as the SAF viewed the world as peaceful and relied on international organisations. This led to an underestimation of Russia’s military intentions. However, this view changed in the 2010 report, where the SAF identified Russia’s increased military ambitions and lowered threshold for using force. From that point, the SAF no longer believed that there would be peace and neutrality, neither only relying on previous international organisations to deter Russian aggression. Since this study aims to explain the continued failure, and the indicators for strategic culture are not visible in the 2010 report, this theory cannot explain the failed analysis. Therefore, strategic culture does not meet the criteria for explaining the continued failure. 5.1.3 Using Own Values Q1: Did the SAF assume Russia would act according to democratic values? In the 2001 report, the SAF projected Western democratic values onto Russia. The SAF assumed that Russia would act according to democratic and Western values, not acknowledging its authoritarian values and Russia's pursuit of power. Instead, it described that the world was shaped by democratisation and globalisation. This reflected Western values and contributed to an underestimation of Russia's military intentions. In 2010, the SAF's analysis had changed and the SAF no longer assumed that Russia would act according to democratic and Western values. Q2: Did the SAF fail to understand Russia’s authoritarian values and focus on power? The focus on democracy and Western values led Sweden not to acknowledge Russia's goals in 2001. These authoritarian goals were not recognised in the 2001 report, contributing to a misjudgment of Russia. However, in the 2010 report, the SAF acknowledged Russia's ambition to regain its great power status. This indicates an understanding of Russia as an actor with authoritarian goals and a focus on power projection. 38 In summary, using own values can explain parts of why the SAF misjudged Russia in 2001. It was believed that Russia would act according to Western values, leading to a failed analysis of Russia. However, this explanation is not correct for later years. From 2010, the SAF acknowledged Russia's authoritarian goals. The theory can explain the early misjudgment, but it cannot account for the continued failure in analysis. Therefore, this theory does not meet the criteria for explaining the continued failure. 5.2 The Organisational Theory Q1: Was there a groupthink mentality and flawed questioning of the analysis? The material shows that there was groupthink within the organisation. It was expected that the analysts' assessments would follow the same thoughts as previous analyses. This led to a situation where new analysis became a copy of previous information and did not acknowledge new developments. When viewing others' work, the focus was not on the ideas but on whether they were within the set norm. It was also considered important not to contradict earlier assessments to avoid confusing politicians. Q2: Was questioning the set view of Russia seen as negative due to career ambitions? It was shown that challenging the set view could be seen as damaging to their career, making them less credible. Q3: Did managers prevent analysts from thinking differently? Analysts viewed the importance of consensus from managers when publishing an analysis and this prevented new thinking. Q4: Did other countries withhold intelligence from the SAF? There is no support for other countries withholding information from the SAF. Instead, Sweden received early warnings about Russia’s actions from other countries. Thus, there were no legal or political barriers that prevented intelligence sharing. Q5: Was the information accessible between organisations in Sweden? 39 While formal cooperation existed between different organisations in Sweden, analysts mainly used information that existed within their organisation. In some cases, they were even told not to think differently from what other organisations had stated. There were instead rivalry and groupthink, which affected the analysis of Russia. Q6: Was information not effectively shared within the SAF? Information was effectively shared within the SAF. Analysts used old reports and talked with colleagues. However, this also reinforced the groupthink problem, as the same views were continuously repeated and not coming to new conclusions. In summary, the organisational theory can explain the failure to analyse Russia. Groupthink and not changing set views limited the ability to make an accurate analysis of Russia. Despite formal cooperation with other organisations in Sweden and available information in the SAF, the SAF could not come to new conclusions. These problems were consistent and contributed to Russia's continued underestimation. Thereby, organisational theory meets this study's criteria for explaining the continued intelligence failure. 5.3 Discussion The organisational theory and the rational theory need to be brought forward because they are both the reason for the failed analysis. The rational theory is helpful in understanding what the SAF has failed to understand about Russia, and the organisational theory is used to understand why the SAF continued not to understand Russia. Before the Georgian conflict, the annexation of Crimea and the full-scale invasion, the SAF believed that Russia would not risk the negative consequences. However, to understand how the SAF comes to this conclusion and which information is reaching the politicians, the organisational theory explains this part. This is because there is a groupthink problem in the SAF, which prevents them from coming to new conclusions. The groupthink mentality affected not only the organisation but also the politicians who received the analysis. This is because the politicians received information repeatedly and made decisions based on the same information; this is because the SAF did not want to confuse the politicians. Thus, underestimating Russia as a threat. Even though this thesis argues that groupthink is centred on the rational theory, the organisational theory does not explain why it was centred on the rational theory itself. This is explained by the rational 40 theory, which highlights rationality when making an analysis. However, the rational theory alone is insufficient as it only focuses on the cognitive and analytical aspects of the failings. The continued view that Russia would be rational shows that organisational theory is important in increasing these assumptions. The theories using own values and strategic culture suggest that the SAF changed their perception of Russia because of their actions, thereby supporting the findings of the two leading theories. This is because the two supporting theories showed that the SAF could change their analysis of Russia in 2010. Even though the SAF improved the analysis, shows that groupthinking was centred on the rational theory. Groupthink within the SAF prevented alternative analysis, ensuring that the rational theory was not challenged. It is argued that the rational and organisational theory show that these factors were so deeply rooted in the SAF that they did not change their view of Russia. Therefore, the two theories that explain the continued analysis failure are the rational theory and the organisational theory, as group thinking was centred on the view that Russia was a rational actor. 6. Conclusions This thesis has examined why the SAF continuously failed to foresee Russia’s military actions, culminating in the full-scale invasion of Ukraine in 2022. The study has shown that the failure is explained by combining the rational theory and the organisational theory. These two theories together explain not only what the SAF misunderstood about Russia but also why this misunderstanding continued over time. The study also showed that the theories of strategic culture and using own values helped explain the failures until 2010. Still, it was not relevant in the later years. Although this change in 2010 showed some increased understanding of Russia, it did not lead to more accurate predictions about Russia’s future actions, which supports the findings of the two leading theories. This is because even though the SAF improved its analysis in relation to these two theories, it shows that group thinking was centred on the rational theory and was therefore the reason for the continued failure. The rational theory helps explain how the SAF analysed Russia’s actions. The SAF assumed that Russia would act rationally, avoiding military actions due to the high costs, such as economic downfall and damaged relations with the West. This shows a failure to acknowledge Russia’s willingness to accept costs in exchange for achieving its goals. The organisational theory 41 helps explain why this belief continued because a groupthink mentality existed, which led analysts to avoid challenging their previous assessments. Also, the organisation did not want to confuse decision-makers with new information. The groupthink within the SAF is argued to have been centred on the rational theory, meaning the belief that Russia would act rationally became deeply implanted and difficult to question. To understand and anticipate Russia, the organisations must understand the Russian worldview. Otherwise, there is the risk of underestimating Russia. As described in the literature review, countries like the US continued to focus on Russia after the Cold War. Their intelligence services kept viewing Russia and adjusted their analysis when Russia’s actions changed. Instead Sweden changed its focus to international peacekeeping missions and reduced its national defence. Thereby, the SAF failed to warn the politicians and did not respond to the actions. This meant that important measures, like applying for NATO or enhancing the armed forces, were delayed. One important point from this study is that the Swedish case is different from other intelligence failures. In other countries, like the US, failures such as Pearl Harbour and the Cuban crisis have been explained by either cognitive bias problems or problems within the organisation. However, both of these factors occurred together over an extended period in the case of the SAF. This thesis shows that the failure was not a mistake that happened one time, instead it was a long-term problem and caused by the belief that Russia would act rationally. This belief influenced how the SAF worked, how it carried out its analysis, and how it communicated. Because of this, the failure continued for many years and became more severe than many of the intelligence failures in other countries. In conclusion, this study has shown that the SAF's failure to understand Russia was caused by a combination of cognitive and organisational problems. The rational theory explains what the SAF believed about Russia, and the organisational theory explains why that belief continued over time. Together, these theories explain the repeated underestimation of Russia. Understanding this is important for improving intelligence work and avoiding similar failures in the future. The SAF's organisation is not appropriately designed for today's security situation. The organisation previously focused on international operations but now needs to 42 shift the focus back to increasing its armed forces for national defence. This will take a long time and be costly. As a result, the consequences of the failed analysis significantly impact Sweden today. A possible topic for future research is to study how cognitive bias and organisational problems, such as the rational theory and the organisational theory, have influenced intelligence assessments in other Western countries. 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